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Capital Markets and Financial Advisory Services
CMFAS
In line with the licensing framework under the Securities and Futures Act (SFA) and Financial Advisers Act (FAA), MAS has launched a modular examination structure known as Capital Markets and Financial Advisory Services Examination (CMFAS Exam). Candidates applying for a representative’s licence in each regulated activities must attempt the relevant modules of the CMFAS Exam as follows:
The Society of Remisier (Singapore)
271 Bukit Timah Rd
#03-04 Balmoral Plaza
Singapore 259708
Tel: 6735 1772 Fax: 6735 1773
CMFAS EXAMINATION PREPARATORY COURSES
In line with the licensing framework under the Securities and Futures Act (SFA) and Financial Advisers Act (FAA), MAS has launched a modular examination structure known as Capital Markets and Financial Advisory Services Examination (CMFAS Exam). Candidates applying for a representative’s licence in each regulated activities must attempt the relevant modules of the CMFAS Exam as follows:
Please visit www.ibf.org.sg for more information
Types of Activities Rules & regulations Product Knowledge & Analysis
Regulated under SFA 1A 1B 2A 2B 3 4A 4B 5 10 6 6A 8/8A 9/9A
Dealing In Securities (SGX- ST Members) X X X
Dealing in Securities (Non-SGX-ST Members) X Either Modules X X X
Trading in Futures Contracts (SGX-DT Members) X X
Trading in Futures Contracts – SMX Members X X
Trading in Futures Contracts – Non SGX­DT & Non SMX Members X Either Modules X X
Fund Management – Solely Securities Funds X
Fund Management – Solely Futures Funds X X
Fund Management – Solely Futures Funds
Fund Management – Both Securities & Futures Funds X X
REIT Management X
Advising on Corporate Finance X
Advising on Corporate Finance – Solely debt Securities X
Regulated activities under FAA 1A 1B 2A 2B 3 4A 4B 5 10 6 6A 8/8A 9/9A
Advising others concerbning securities (Excluding Collective Investment Schemes) X X X
Advising others concerning futures contracts X X
Advising on and/or marketing of collective investment schemes X
Please visit www.ibf.org.sg for more information on the examination details.

To help candidates prepare for the examination, the SRS Education Centre will be providing these following preparatory courses:

The Society of Remisier (Singapore)

271 Bukit Timah Rd
#03-04 Balmoral Plaza
Singapore 259708
Tel: 6735 1772 Fax: 6735 1773
CMFAS EXAMINATION PREPARATORY COURSES
2022 E-Learning (Online)
Course Code Course Title Duration (Hr) Trainer(s)
SRS22-E01 Ethics for Representatives of Financial Firms Core (3) Ms Gladys Ng
SRS22-E02 Rules & Regulations for Financial Advisory Services Core (3) Mr Chong Lock Kuah
SRS22-E03 Introduction to Anti-Money Laundering and Terrorist Financing Legislation Core (3) Mr Daniel Chee
SRS22-E04 Introduction to Customer Due Diligence (CDD) for Capital Markets Intermediaries (CMI) and Financial Advisers (FA) Core (3) Mr Daniel Chee
SRS22-E05 How To Make Sense Of Returns, Risk, Diversification And Other Core Concepts Of Investing 3 Mr Puah Soon Lim
SRS22-E06 Introduction to Special Purpose Acquisition Companies (SPACs) [To be available in Q2] 3 Mr Tolmas Wong
SRS22-E07 Laws & Regulations in Asset Management (To be available in Q2) Core (7) Mr Chong Lock Kuah
SRS22-E08 Digital Marketing Essentials for Financial Services Professionals (via Zoom, To be available in Q2) 9 Mr Andrew Chow
For IN-HOUSE or CUSTOMISED training, please call or email us to find out more.
Click here to view our course schedule
6735 1772